Vice President / Director, Compliance

部门：合规与法律事务发布时间：2022/08/03地点：香港

Responsibilities

Advise business stakeholders e.g. from securities brokerage, global markets and wealth management business in relation to compliance and AML matters
Conduct periodic and ad-hoc review and update of AML-related and other internal policies and procedures
Develop and implement relevant compliance monitoring program and perform internal investigation as required
Prepare and submit suspicious transaction reports to the relevant authorities
Handle requests and enquiries from regulators
Deliver ongoing internal training on AML and other compliance related topics as appropriate

Requirement

Self-motivated, able to work independently and collaboratively in a highly dynamic environment
Sound knowledge in rules and regulations administered by the SFC, compliance best practices, AML/CFT as well as securities business
Strong analytical skills with ability to make prompt and accurate recommendations
Good interpersonal and communication skills
Degree holder in Law, Accounting, Finance, Business Administration or related discipline
Over 5-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
Proficiency in both written and spoken English and Chinese (including Mandarin)
Immediately available is highly preferred

We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "Apply Now".