Associate, Customer Service

Department：Securities BrokeragePublish Time： 2021/11/05Location：Hong Kong

Responsibilities

Perform account opening and document checking according to internal guidelines and ensure full compliance in of rules and regulations
Design and implement operational procedures complied with internal guidelines and relevant regulatory requirements
Handle clients on-boarding related matters including but not limited to AML checking, CRS/ FATCA handling
Handle customer enquiries
Perform other ad-hoc projects as assigned by team supervisor

Requirements

Degree holder in any Business related disciplines
Qualified to be registered as a licensed person (Type 1) under SFC in dealing securities is an advantage
Minimum 1-3 years' customer service working experience preferably in financial industry
Knowledge on handling client due diligence is an advantage
Good communication skill
Good command of English and Chinese, fluency in Putonghua is preferred
Detail-oriented, proactive, patient and responsible
Proficient in MS Word, Excel and PowerPoint

We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "Apply Now".