Vice President / Director, Compliance
Department:Legal & CompliancePublish Time: 2022/08/03Location:Hong Kong
Responsibilities
- Advise business stakeholders e.g. from securities brokerage, global markets and wealth management business in relation to compliance and AML matters
- Conduct periodic and ad-hoc review and update of AML-related and other internal policies and procedures
- Develop and implement relevant compliance monitoring program and perform internal investigation as required
- Prepare and submit suspicious transaction reports to the relevant authorities
- Handle requests and enquiries from regulators
- Deliver ongoing internal training on AML and other compliance related topics as appropriate
Requirement
- Self-motivated, able to work independently and collaboratively in a highly dynamic environment
- Sound knowledge in rules and regulations administered by the SFC, compliance best practices, AML/CFT as well as securities business
- Strong analytical skills with ability to make prompt and accurate recommendations
- Good interpersonal and communication skills
- Degree holder in Law, Accounting, Finance, Business Administration or related discipline
- Over 5-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
- Proficiency in both written and spoken English and Chinese (including Mandarin)
- Immediately available is highly preferred
We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "Apply Now".